Associate Financial Planner
Nicole Tsafos is an Investment Adviser Representative and Associate Financial Planner in FLP’s Providence, Rhode Island office. Working closely with our investment advisors, she helps clients navigate their complex financial lives. Nicole uses a holistic wealth management process by incorporating core elements of financial planning: financial positioning, asset protection, investment management, cash flow, tax management, retirement planning, and estate and legacy planning.
Nicole brings over a decade of combined experience across finance and financial planning including roles at firms such as Four Ponds Financial Planning, Brookwood Financial Partners, Cushman & Wakefield Sonnenblick Goldman, and BankBoston (later FleetBoston Financial). She also held earlier roles at Deloitte and Touche and HarbourVest Partners and briefly worked at a venture consulting firm advising startups on strategy and capital raising.
She began her financial planning career in 2022 at Four Ponds Financial Planning, LLC, where she focused on comprehensive planning and investment management. Her diverse background informs her thoughtful and integrated approach to client service.
MBA, Boston College, Carroll Graduate School of Management – Finance
BA, Vassar College – Psychology and minor in Geography/Environmental Studies
Financial Planning Certificate Program, Boston University
Wall Street Executive Fellowship, Boston College Carroll Graduate School of Management
Richard B. Wagner Memorial Scholarship, CFP Board Center for Financial Planning and The Financial Planning Association
National Association of Personal Financial Advisors (NAPFA)
Financial Planning Association (FPA)
Estate Planning Council of Rhode Island (EPCRI)
Member, Women’s Business Council (WBC), Northern Rhode Island Chamber of Commerce (NRICC)
Member, Greater Providence Chamber of Commerce (GPCC)